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Neonates present a challenge to the anaesthetist. They have unique physiology as they transition from intrauterine to extrauterine life, limited physiological reserve and immature drug handling. The goals of anaesthesia are to provide stable conditions for surgery, minimise physiological disturbance, reduce pain, and support the neonate during the postoperative period. This article will describe general considerations for anaesthesia in term and preterm neonates, and anaesthesia for some specific neonatal conditions. | Neonates present a challenge to the anaesthetist. They have unique physiology as they transition from intrauterine to extrauterine life, limited physiological reserve and immature drug handling. The goals of anaesthesia are to provide stable conditions for surgery, minimise physiological disturbance, reduce pain, and support the neonate during the postoperative period. This article will describe general considerations for anaesthesia in term and preterm neonates, and anaesthesia for some specific neonatal conditions. | ||
== | == PREOPERATIVE ASSESSMENT OF THE NEONATE == | ||
As for any child undergoing anaesthesia, it is important to take a detailed history and examination, together with relevant investigations to assess the current physiological status and the impact of any associated congenital abnormalities, which may or may not be related to the surgical condition. This helps to plan when best to proceed with the surgery, and the level of postoperative support required. | As for any child undergoing anaesthesia, it is important to take a detailed history and examination, together with relevant investigations to assess the current physiological status and the impact of any associated congenital abnormalities, which may or may not be related to the surgical condition. This helps to plan when best to proceed with the surgery, and the level of postoperative support required. | ||
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Anorectal malformations (ARM) occur in approximately 1:5000 live births. They represent a wide spectrum of disease, from a simple membrane involving the distal rectum and anus to more complex anomalies involving the genital and urinary tract. Spinal anomalies are frequently found in these patients. These include spinal dysraphism, low lying cord (LLC) and tethered cord.16 Plain spinal Xrays and spinal ultrasound are used to screen for these abnormalities although they may be normal in occult dysraphism. Caudal anaesthesia may be beneficial and can be used in ARM if there is certainty that anomalies of the spine and spinal cord have been excluded.17 ARM may be associated with other anomalies including Vertebral, Anorectal, Cardiac, Tracheoesophageal, Renal and Limb abnormalities, collectively known as the VACTERL association. | Anorectal malformations (ARM) occur in approximately 1:5000 live births. They represent a wide spectrum of disease, from a simple membrane involving the distal rectum and anus to more complex anomalies involving the genital and urinary tract. Spinal anomalies are frequently found in these patients. These include spinal dysraphism, low lying cord (LLC) and tethered cord.16 Plain spinal Xrays and spinal ultrasound are used to screen for these abnormalities although they may be normal in occult dysraphism. Caudal anaesthesia may be beneficial and can be used in ARM if there is certainty that anomalies of the spine and spinal cord have been excluded.17 ARM may be associated with other anomalies including Vertebral, Anorectal, Cardiac, Tracheoesophageal, Renal and Limb abnormalities, collectively known as the VACTERL association. | ||
Primary surgical repair can be undertaken in the neonatal period although more commonly a colostomy is performed and a definitive repair is carried out at a later date. If caudal anaesthesia is contraindicated an opioid-based technique is used (fentanyl 1-2mcg.kg-1 or morphine 20-50mcg.kg-1 [0.02-0.05mg.kg-1], with infiltration with local anaesthetic. Rectal suppositories cannot be used but intravenous paracetamol is a useful adjunct if available. Standard monitoring is usually all that is required. Opioids should be carefully titrated as the usual aim is to extubate at the end of surgery. The patient may be positioned supine or prone depending on the surgical technique. Prone positioning is associated with increased risk to pressure areas, abdominal compression resulting in difficulty with ventilation, endobronchial intubation or tracheal tube displacement. Long-term outcome is variable depending on the complexity of the anorectal malformation. These patients usually require serial anal dilatations following repair. | Primary surgical repair can be undertaken in the neonatal period although more commonly a colostomy is performed and a definitive repair is carried out at a later date. | ||
If caudal anaesthesia is contraindicated an opioid-based technique is used (fentanyl 1-2mcg.kg-1 or morphine 20-50mcg.kg-1 [0.02-0.05mg.kg-1], with infiltration with local anaesthetic. Rectal suppositories cannot be used but intravenous paracetamol is a useful adjunct if available. Standard monitoring is usually all that is required. Opioids should be carefully titrated as the usual aim is to extubate at the end of surgery. | |||
The patient may be positioned supine or prone depending on the surgical technique. Prone positioning is associated with increased risk to pressure areas, abdominal compression resulting in difficulty with ventilation, endobronchial intubation or tracheal tube displacement. Long-term outcome is variable depending on the complexity of the anorectal malformation. These patients usually require serial anal dilatations following repair. | |||
=== Intestinal malrotation === | === Intestinal malrotation === | ||
Malrotation occurs in approximately 1:500 live births. Normal intestinal rotation around the superior mesenteric artery (SMA) and fixation during foetal development is interrupted. It may also be associated with congenital diaphragmatic hernia, exomphalos and gastroschisis. Nearly 50% of cases will present in the first week of life most commonly with bilious vomiting secondary to duodenal obstruction.18 This may be due to a midgut volvulus, or physical compression secondary to peritoneal tissue bands or abnormal locations of the duodenum and its surrounding structures. If the condition is diagnosed early the neonate | Malrotation occurs in approximately 1:500 live births. Normal intestinal rotation around the superior mesenteric artery (SMA) and fixation during foetal development is interrupted. It may also be associated with congenital diaphragmatic hernia, exomphalos and gastroschisis. | ||
Nearly 50% of cases will present in the first week of life most commonly with bilious vomiting secondary to duodenal obstruction.18 This may be due to a midgut volvulus, or physical compression secondary to peritoneal tissue bands or abnormal locations of the duodenum and its surrounding structures. If the condition is diagnosed early the neonate | |||
may be relatively well with only subtle abdominal signs. The | may be relatively well with only subtle abdominal signs. The | ||
neonate may present late with frank sepsis and peritonitis | neonate may present late with frank sepsis and peritonitis | ||
secondary to perforated or necrotic bowel. The gold standard radiological investigation is an upper GI contrast series. Plain X-rays are useful if there is concern of another diagnosis or to exclude visceral perforation. These patients require adequate volume resuscitation and electrolyte replacement for ongoing fluid losses and should be taken to theatre as soon as is feasible. A nasogastric tube is inserted to suction the stomach. Prophylactic antibiotics such as co-amoxiclav or benzylpenicllin, gentamicin and metronidazole are required. Ideally invasive monitoring is inserted although it should not delay surgery in the sick neonate. If the gut has been compromised, inotropes may be needed and any coagulopathy will require correction. A central venous line may be required for ongoing total parenteral nutrition in the septic neonate. An opioid based technique can be used although a caudal may be considered if the patient is haemodynamically stable, there are no other contra-indications and extubation is anticipated. Post-operative NICU care and ventilation is often necessary. Long-term outcomes depend on the extent of the necrotic bowel. Some patients will develop short bowel syndrome and if there is extensive bowel necrosis the mortality is 100%. | secondary to perforated or necrotic bowel. The gold standard radiological investigation is an upper GI contrast series. Plain X-rays are useful if there is concern of another diagnosis or to exclude visceral perforation. | ||
These patients require adequate volume resuscitation and electrolyte replacement for ongoing fluid losses and should be taken to theatre as soon as is feasible. A nasogastric tube is inserted to suction the stomach. Prophylactic antibiotics such as co-amoxiclav or benzylpenicllin, gentamicin and metronidazole are required. Ideally invasive monitoring is inserted although it should not delay surgery in the sick neonate. If the gut has been compromised, inotropes may be needed and any coagulopathy will require correction. A central venous line may be required for ongoing total parenteral nutrition in the septic neonate. An opioid based technique can be used although a caudal may be considered if the patient is haemodynamically stable, there are no other contra-indications and extubation is anticipated. Post-operative NICU care and ventilation is often necessary. | |||
Long-term outcomes depend on the extent of the necrotic bowel. Some patients will develop short bowel syndrome and if there is extensive bowel necrosis the mortality is 100%. | |||
=== Necrotising enterocolitis (NEC) === | === Necrotising enterocolitis (NEC) === | ||
Necrotising enterocolitis occurs in approximately 0.5 – 5:1000 live births. More than 90% of infants diagnosed with NEC are preterm.19 Morbidity and mortality are inversely proportional to the infant’s post-conceptual age (PCA) and birth weight. The aetiology of NEC is multifactorial. Risk factors include vascular compromise of the gastrointestinal tract, commencement of enteral feeding, immature gastrointestinal immunity and sepsis. Hypoxia or ischaemia combined with reduced splanchnic blood flow can occur with patent ductus arteriosus (PDA), cyanotic heart disease, respiratory distress syndrome, shock, asphyxia and with the use of umbilical catheters. NEC may present with subtle gastrointestinal signs including abdominal distension, intolerance of feeds, abdominal tenderness, blood in the stool and bilious vomiting or may present with perforation and peritonitis with systemic signs including shock, temperature instability, acidosis and disseminated intravascular coagulopathy. Supine and decubitus plain Xrays may show the presence of hepatic venous gas, free intraperitoneal air, dilated bowel loops, ascites and asymmetric bowel gas patterns along with pneumatosis intestinalis. Initial management includes discontinuation of enteral feeds, insertion of a nasogastric tube and commencement of broad-spectrum antibiotics such as benzylpenicillin, gentamicin and metronidazole. Ongoing fluid and electrolyte management with parenteral nutrition will be required. Frequent clinical monitoring of systemic and abdominal signs together with radiographic examination, monitoring of laboratory values and acid-base status guides further management. The only absolute indication for surgery is bowel perforation although the decision to proceed to surgery may be made if there is a clinical deterioration. The preoperative assessment should evaluate and optimise any cardiovascular instability, metabolic acidosis, coagulopathy and respiratory compromise. If the patient is too unstable it may be necessary to carry out surgery on the NICU. These patients are often already intubated and ventilated. A high dose fentanyl technique (10-20mcg.kg-1) may be used to promote cardiovascular stability and reduce the systemic stress response.20 Nitrous oxide should be avoided because of the risk of bowel distension. Low cardiac output state, organ hypoperfusion and acidosis secondary to large fluid shifts is common, and large volumes of intravenous fluids are frequently required. Invasive monitoring is useful to guide fluid management and allow frequent arterial blood gas sampling although this must be balanced against the risk of limb ischaemia in the preterm neonate. Insertion of an arterial or a central line should not delay the start of surgery in the sick infant. There is a significant risk of coagulopathy and significant blood loss, and inotropes are often required. Packed red cells should be available and fresh frozen plasma and platelets are often indicated based on laboratory results or clinical evidence of bleeding. Hypothermia and glucose instability are common and should be managed appropriately. Mortality remains significant and long term complications include short bowel syndrome and neurodevelopmental delay. | Necrotising enterocolitis occurs in approximately 0.5 – 5:1000 live births. More than 90% of infants diagnosed with NEC are preterm.19 Morbidity and mortality are inversely proportional to the infant’s post-conceptual age (PCA) and birth weight. | ||
The aetiology of NEC is multifactorial. Risk factors include vascular compromise of the gastrointestinal tract, commencement of enteral feeding, immature gastrointestinal immunity and sepsis. Hypoxia or ischaemia combined with reduced splanchnic blood flow can occur with patent ductus arteriosus (PDA), cyanotic heart disease, respiratory distress syndrome, shock, asphyxia and with the use of umbilical catheters. | |||
NEC may present with subtle gastrointestinal signs including abdominal distension, intolerance of feeds, abdominal tenderness, blood in the stool and bilious vomiting or may present with perforation and peritonitis with systemic signs including shock, temperature instability, acidosis and disseminated intravascular coagulopathy. Supine and decubitus plain Xrays may show the presence of hepatic venous gas, free intraperitoneal air, dilated bowel loops, ascites and asymmetric bowel gas patterns along with pneumatosis intestinalis. | |||
Initial management includes discontinuation of enteral feeds, insertion of a nasogastric tube and commencement of broad-spectrum antibiotics such as benzylpenicillin, gentamicin and metronidazole. Ongoing fluid and electrolyte management with parenteral nutrition will be required. Frequent clinical monitoring of systemic and abdominal signs together with radiographic examination, monitoring of laboratory values and acid-base status guides further management. The only absolute indication for surgery is bowel perforation although the decision to proceed to surgery may be made if there is a clinical deterioration. | |||
The preoperative assessment should evaluate and optimise any cardiovascular instability, metabolic acidosis, coagulopathy and respiratory compromise. If the patient is too unstable it may be necessary to carry out surgery on the NICU. | |||
These patients are often already intubated and ventilated. A high dose fentanyl technique (10-20mcg.kg-1) may be used to promote cardiovascular stability and reduce the systemic stress response.20 Nitrous oxide should be avoided because of the risk of bowel distension. Low cardiac output state, organ hypoperfusion and acidosis secondary to large fluid shifts is common, and large volumes of intravenous fluids are frequently required. Invasive monitoring is useful to guide fluid management and allow frequent arterial blood gas sampling although this must be balanced against the risk of limb ischaemia in the preterm neonate. Insertion of an arterial or a central line should not delay the start of surgery in the sick infant. There is a significant risk of coagulopathy and significant blood loss, and inotropes are often required. Packed red cells should be available and fresh frozen plasma and platelets are often indicated based on laboratory results or clinical evidence of bleeding. Hypothermia and glucose instability are common and should be managed appropriately. | |||
Mortality remains significant and long term complications include short bowel syndrome and neurodevelopmental delay. | |||
=== Oesophageal atresia and tracheoesophageal fistula === | === Oesophageal atresia and tracheoesophageal fistula === | ||
Congenital tracheoesophageal fistula (TOF) occurs in | Congenital tracheoesophageal fistula (TOF) occurs in | ||
approximately 1:3,000 live births. It arises during foetal | approximately 1:3,000 live births. It arises during foetal development as a result of incomplete separation of the oesophagus from the laryngotracheal tube. It is classified based on the site and presence of the fistula and whether there is oesophageal atresia (Figure 2). There may be other associated VACTERL anomalies. | ||
development as a result of incomplete separation of the | |||
oesophagus from the laryngotracheal tube. It is classified based | |||
on the site and presence of the fistula and whether there is | |||
oesophageal atresia (Figure 2). There may be other associated | |||
VACTERL anomalies. | |||
Figure 2 | |||
(aim for pre-ductal | Neonates with TOF classically present within a few hours of birth with frothy sputum as they are unable to swallow oral secretions; delayed diagnosis is associated with episodes of coughing and choking associated with cyanosis, particularly if feeding is attempted. There may be copious oral secretions and abdominal distension due to gastric insufflation via the fistula. Left untreated the neonate will develop aspiration pneumonia. The diagnosis of oesophageal atresia is confirmed if it is not possible to pass a nasogastric tube and the chest Xray will show the nasogastric tube coiled in the proximal blind-ending oesophagus (Figure 3). There may be an absent gastric bubble in isolated oesophageal atresia without a tracheoesophageal fistula. | ||
90-95%). Surgery may need to be | |||
performed whilst the neonate is on high-frequency oscillation | Figure 3 | ||
ventilation or extra-corporeal membrane oxygenation. | |||
Preoperative assessment must pay particular attention to the | |||
presence of significant pulmonary hypertension, ventilation | The goals of pre-operative management are to stabilise the child, minimise respiratory embarrassment and assess for timing of surgery. A nasogastric tube is inserted into the upper oesophageal pouch to drain secretions. The patient | ||
requirements, and associated cardiac anomalies. If the infant | must be nursed head up or on the side to minimise the risk of aspiration. Intravenous fluids and prophylactic antibiotics should be commenced. This allows time for investigations such as an echocardiogram to exclude other associated congenital abnormalities. | ||
is not already intubated, anaesthesia is induced with care to | |||
avoid gastric insufflation with bag valve mask ventilation and | Our preferred technique is to induce anaesthesia after pre-oxygenation and to maintain spontaneous ventilation initially with volatile or intravenous anaesthesia. Prior to repair the surgeons may perform flexible or rigid bronchoscopy to assess the level of the fistula and to see if there is a second or proximal fistula. Take note of the distance measured from the cords to the fistula to guide tracheal tube placement; the fistula is mid-tracheal in two thirds of cases, and located at level of the carina in one third of cases. Muscle relaxants and gentle mask ventilation may be given prior to intubation. If possible the tracheal tube is placed distal to the fistula, with the bevel of the tracheal tube facing anteriorly. | ||
further lung compression. A nasogastric tube is inserted to | |||
decompress the stomach. Invasive monitoring is required to | A right thoracotomy is performed with the patient on the side with a roll under the chest. The tube position must be checked and effective ventilation confirmed after the change of position. The lung is then retracted which often results in difficulty with ventilation, hypercapnoea and acidosis. Periods of manual ventilation may be required. If gastric distension occurs prior to ligation of the fistula, the tracheal tube should be disconnected intermittently to decompress the stomach via the airway. An arterial line is useful to facilitate arterial blood gas measurement as end tidal CO2 measurement is unreliable. Alternatively, transcutaneous CO2 monitoring can be used. Hypercapnoea and acidosis is of particular importance in the presence of certain cardiac anomalies as the increased pulmonary vascular resistance can lead to right-to-left shunting and severe hypoxia. Other pitfalls include ligation of the wrong structure, intubation of the fistula and endobronchial intubation. | ||
allow serial blood gas measurement. There is a risk of blood loss | |||
and a unit of packed red cells should be available. In patients | A balanced anaesthetic should be given, with bolus fentanyl analgesia as required (1-2mcg.kg-1). Blood loss should be | ||
with significant pulmonary hypertension, having nitric oxide | minimal and Ringer’s lactate 10-20ml.kg-1 is usually all that is required. The wound should be infiltrated with local anaesthetic at the end of surgery. Some term infants born in good condition and with normal preoperative pulmonary function may be extubated at the end of surgery; most are likely to require post-operative ventilation and they should be transferred to a facility able to provide this level of care for their surgery. Many patients will require serial dilatation of the oesophagus during infancy. | ||
available in theatre may be critical for treatment of pulmonary | |||
hypertensive crises. | === Congenital diaphragmatic hernia === | ||
A subcostal or transverse abdominal incision is made and | Congenital diaphragmatic hernia (CDH) occurs in approximately 1:3000 live births. In most cases the aetiology remains unknown. A defect in the diaphragm, usually on the left side, results in herniation of midgut structures into the thoracic cavity. Pulmonary vascular structure and reactivity are abnormal and there is a varying degree of lung hypoplasia. Diagnosis is made on antenatal ultrasound or on plain Xray postnatally when the abnormal bowel loops can be seen within the thoracic cavity. | ||
the herniated viscera are reduced into the abdomen. The | |||
diaphragmatic defect is then either closed primarily or with | Morbidity and mortality is related to the degree of pulmonary hypertension, right ventricular dysfunction and lung hypoplasia.21 A pre-operative echo is performed as a significant proportion of CDH have associated cardiac anomalies. Mortality still remains high in patients with significant co-existing congenital cardiac disease.22 It is generally accepted that delaying surgery, usually for 24-48 hours, allows a period of stabilisation. The reduction in pulmonary artery pressures and improvement in right ventricular dysfunction may improve outcome. | ||
a prosthetic patch if the defect is large. Thoracoscopic repair | |||
is being undertaken in some centres. Following abdominal | There has been a significant improvement in survival over the past 20 years due to the introduction of ‘gentle ventilation’ strategies.23 These include permissive hypercapnoea (PaCO2 <70mmHg), limiting inflation pressures (avoid PIP>25cm H2O and PEEP > 5 cm H2O) and accepting relative hypoxaemia | ||
closure, raised intra-abdominal pressures may lead to | |||
difficulty with ventilation and a risk of developing abdominal | (aim for pre-ductal SpO2 90-95%). Surgery may need to be performed whilst the neonate is on high-frequency oscillation ventilation or extra-corporeal membrane oxygenation.24 | ||
compartment syndrome, and delayed closure may be necessary. | |||
Lung compliance decreases post-operatively and post-operative | Preoperative assessment must pay particular attention to the presence of significant pulmonary hypertension, ventilation requirements, and associated cardiac anomalies. If the infant is not already intubated, anaesthesia is induced with care to avoid gastric insufflation with bag valve mask ventilation and further lung compression. A nasogastric tube is inserted to decompress the stomach. Invasive monitoring is required to allow serial blood gas measurement. There is a risk of blood loss and a unit of packed red cells should be available. In patients with significant pulmonary hypertension, having nitric oxide available in theatre may be critical for treatment of pulmonary hypertensive crises. | ||
ventilation is usually necessary. These patients often suffer from | |||
chronic respiratory disease, gastro-oesophageal reflux disease | A subcostal or transverse abdominal incision is made and the herniated viscera are reduced into the abdomen. The diaphragmatic defect is then either closed primarily or with a prosthetic patch if the defect is large. Thoracoscopic repair is being undertaken in some centres. Following abdominal closure, raised intra-abdominal pressures may lead to difficulty with ventilation and a risk of developing abdominal compartment syndrome, and delayed closure may be necessary. Lung compliance decreases post-operatively and post-operative ventilation is usually necessary. These patients often suffer from chronic respiratory disease, gastro-oesophageal reflux disease and neurodevelopmental delay. | ||
and neurodevelopmental delay. | |||
=== Gastroschisis and exomphalos (omphalocele) === | |||
Gastroschisis and exomphalos are both ventral wall defects resulting in herniation of abdominal viscera. Diagnosis is ideally made on antenatal ultrasound scan. | |||
Gastroschisis occurs in approximately 1:3000 live births. The herniated viscera are not covered by a sac. It is thought to occur secondary to an ischaemic insult during abdominal wall development or due to early rupture of the hernia of the umbilical cord. A relatively small percentage (10-20%) are associated with other congenital abnormalities and these predominantly involve the gastrointestinal tract.25 | |||
Exomphalos occurs in approximately 1:5000 live births. Failure of normal embryological development results in the bowel remaining within the umbilical cord and not returning to the abdomen. The herniated viscera is covered by a sac. There is a high incidence of associated congenital abnormalities including cardiac anomalies. Specific chromosomal associations include trisomies 13, 15, 18 and 21 and it can be associated with Beckwith-Wiedemann syndrome. | |||
To avoid bowel injury the baby is delivered by caesarean section. The operating theatre should be warmed, the baby dried, any exposed bowel covered with plastic and a nasogastric tube is inserted to decompress the stomach. Fluid resuscitation is commenced, a urinary catheter inserted and broad spectrum antibiotics started. Co-existing congenital abnormalities, especially cardiac, should be assessed. A renal or cranial ultrasound may also be indicated. | |||
Surgery is more urgent in gastroschisis due to the ongoing fluid losses and electrolyte and metabolic derangement. If primary closure is not possible then a ‘silo’ is placed over the exposed bowel, which may require a general anaesthetic if the defect needs extending to fit the device. The silo is suspended above the patient postoperatively, and the bowel is gradually reduced into the abdominal cavity under gravity over the ensuing few days in the NICU. When the patient is stable and spontaneous reduction of the bowel has reached a plateau, then surgery for reduction and closure of hernia is performed. Surgery for exomphalos is less urgent, unless the sac has ruptured. If the patient is stable and the defect is small a primary repair can usually be done. In large defects, if the sac has not ruptured, it may be treated with topical silver sulfadizine to allow epithelisation with definitive surgery at a later stage. | |||
The neonate will require intubation and ventilation for surgery. Expect significant ongoing fluid and heat losses due to the exposed viscera. Peripheral intravenous access may be all that is required, but central venous pressure monitoring and an arterial line are useful to help guide fluid administration. Avoid the femoral vessels as there is a risk of decreased perfusion with the increased abdominal pressures. Placing the post-ductal oxygen saturation probe on either lower limb helps to give an indication if there is poor perfusion. Muscle relaxants will assist the surgeons in reducing the abdominal contents. Reduction of the bowel may cause abdominal compartment syndrome, diaphragmatic splinting and high ventilation pressures. If the intra gastric pressures are >20mmHg or the peak inspiratory pressures exceed 30cm H2O then a staged repair is indicated.26 | |||
Unless there is a very small defect the infant will require post- operative ventilation and a generous opioid-based anaesthetic technique can be used (fentanyl 10-20mcg.kg-1). These patients often require parenteral nutrition and a significant proportion present for further abdominal surgery. | |||
== CONCLUSION == | |||
Improving outcomes in neonatal anaesthesia is dependent on a thorough understanding of the unique anaesthetic requirements of the neonate and a detailed knowledge of the different pathologies that present during this period. Unnecessary surgery should be avoided during the neonatal period as anaesthesia and surgical stress may have detrimental effects on the very immature child. | |||
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